Securities Instruments

Securities Instruments

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Amendments to NI 81-102

PDF • 244.96KB

National Instrument (Consolidated up to 14 November 2017)

PDF • 276.31KB

31-807 - NWT Implementing Rule - Adoption of Amendments to National Instruments 31-103, 33-109, and 52-107

PDF • 420.7KB

11-801-2017-11-14.en.pdf

PDF • 160.51KB

81-808 - NWT Implementing Rule - Adoption of amendments to National Instrument 81-102 - T+2 Settlement Cycle for Conventional Mutual Funds

PDF • 108.71KB

CSA Notice of Amendments to NI 31-103 and 31-103CP - Registration Requirements, Exemptions and Ongoing Registrant Obligations; and NI 33-109 and 33-109CP - Registration Information

PDF • 6.86MB

CSA Notice of Amendments to NI 31-103 and 31-103CP - Registration Requirements, Exemptions and Ongoing Registrant Obligations; and NI 33-109 and 33-109CP - Registration Information

PDF • 6.86MB

CSA Multilateral Notice of Multilateral Instrument 91-102 - Prohibition of Binary Options and Related Companion Policy

PDF • 717.79KB

CSA Consultation Paper 52-404 - Approach to Director and Audit Committee Member Independence

PDF • 176.43KB

CSA Staff Notice 33-321 - Cyber Security and Social Media

PDF • 460.08KB

CSA Notice and Request for Comment - Proposed Amendments to NI 94-101 and 94-101CP - Mandatory Central Counterparty Clearing of Derivatives

PDF • 312.31KB

CSA Multilateral Staff Notice 58-309 - Staff Review of Women on Boards and in Executive Officer Positions – Compliance with NI 58-101 - Disclosure of Corporate Governance Practices

PDF • 347.58KB

Amendments to 24-101CP

PDF • 356.74KB

Amendments to NI 24-101

PDF • 376.98KB

CSA Notice - Adoption of a T+2 Settlement Cycle for Conventional Mutual Funds, amendments to NI 81-102 - Investment Funds

PDF • 114.27KB

CSA Notice - Adoption of a T+2 Settlement Cycle for Conventional Mutual Funds, amendments to NI 81-102 - Investment Funds

PDF • 114.37KB

Companion Policy

PDF • 398.87KB

Multilateral Instrument

PDF • 588.34KB

CSA Staff Notice 46-307 - Cryptocurrency Offerings

PDF • 70.62KB

Companion Policy

PDF • 526.88KB