Securities Instruments

Securities Instruments

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45-809 - NWT Implementing Rule - Adoption of Amendments to National Instrument 45-106 -Prospectus Exemptions

PDF • 423.28KB

CSA Multilateral Staff Notice 58-310 - Report on Fourth Staff Review of Disclosure regarding Women on Boards and in Executive Officer Positions

PDF • 1004.12KB

CSA Notice and Request for Comment - Proposed Amendments to NI 81-105 - Mutual Fund Sales Practices and Related Consequential Amendments

PDF • 619.68KB

CSA Staff Notice - Proposed NI and CP 52-112 - Non-GAAP and Other Financial Measures Disclosure

PDF • 272.14KB

CSA Staff Notice 46-309 - Bail-in Debt

PDF • 73.33KB

CSA Staff Notice 81-331 - Investment Funds Investing in Bail-in Debt

PDF • 219.27KB

Multilateral CSA Notice 32-302 - Notice of Revocation for Certain Local Orders Providing Registration Exemption for Trades in Connection with Certain Prospectus-Exempt Distributions and Update on BC Instrument 32-517

PDF • 45.09KB

CSA Staff Notice 45-323 (revised) - Update on Use of the Rights Offering Exemption in National Instrument 45-106 - Prospectus Exemptions

PDF • 155.79KB

CSA Staff Notice 52-330 - Update on CSA Consultation Paper 52-404 - Approach to Director and Audit Committee Member Independence

PDF • 49.86KB

CSA Staff Notice 51-355 - Continuous Disclosure Review Program - Activities for the fiscal years ended March 31 2018 and March 31 2017

PDF • 305.36KB

CSA Staff Notice 45-308 (Revised) - Guidance for Preparing and Filing Reports of Exempt Distribution under NI 45-106 - Prospectus Exemptions

PDF • 125.19KB

CSA Notice of Amendments to NI 45-106 and 45-106CP - Prospectus Exemptions relating to Reports of Exempt Distribution

PDF • 671.06KB

CSA Staff Notice 21-324 - Information Processor for Exchange-Traded Securities other than Options

PDF • 49.8KB

CSA Staff Notice 81-330 - Status Report on Consultation on Embedded Commissions and Next Steps

PDF • 176.95KB

94-501 - NWT Blanket Order - Exemption from the Mandatory Clearing Requirements in NI 94-101 - Mandatory Central Counterparty Clearing of Derivatives for Certain Counterparties

PDF • 762.32KB

CSA Notice and Second Request for Comment - Proposed National Instrument and Companion Policy 93-101 - Derivatives: Business Conduct

PDF • 895.03KB

CSA Notice of Amendments to NI 45-102 and 45-102CP, to NI 31-103, and to NP 11-206

PDF • 179.88KB

CSA Notice of Amendments Relating to Designated Rating Organizations - Amendments to 21-101CP, NI 31-103, NI 33-109, NI 41-101, NI 44-101, NI 44-102, NI 45-106, NI 51-102, NI 81-102 and 81-102CP, and NI 81-106

PDF • 80.38KB

CSA Staff Notice 46-308 - Securities Law Implications for Offerings of Tokens

PDF • 72.31KB

CSA Staff Notice 94-303

PDF • 47.27KB