Securities Instruments

Securities Instruments

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Multilateral Instrument (Consolidated up to 30 September 2016)

PDF • 352.15KB

Amendments to MI 96-101

PDF • 387.79KB

Amendments to MI 91-101

PDF • 325.57KB

Changes to 96-101CP

PDF • 368.1KB

Changes to 91-101CP

PDF • 331.22KB

Companion Policy (Consolidated up to 30 September 2016)

PDF • 531.83KB

Companion Policy (Consolidated up to 30 September 2016)

PDF • 403.62KB

CSA Staff Notice 45-308 (Revised) - Guidance for Preparing and Filing Reports of Exempt Distribution under NI 45-106 - Prospectus Exemptions

PDF • 236.52KB

CSA Staff Notice 91-305 - Frequently Asked Questions relating to MI 91-101 - Derivatives: Product Determination, and MI 96-101 - Trade Repositories and Derivatives Data Reporting

PDF • 79.09KB

CSA Staff Notice 91-305 - Frequently Asked Questions relating to MI 91-101 - Derivatives: Product Determination, and MI 96-101 - Trade Repositories and Derivatives Data Reporting

PDF • 79.09KB

CSA Staff Notice 91-305 - Frequently Asked Questions relating to MI 91-101 - Derivatives: Product Determination, and MI 96-101 - Trade Repositories and Derivatives Data Reporting

PDF • 79.09KB

CSA Multilateral Staff Notice 58-308 - Staff Review of Women on Boards and in Executive Officer Positions – Compliance with NI 58-101 - Disclosure of Corporate Governance Practices

PDF • 215.54KB

CSA Staff Notice 11-332 - Cyber Security

PDF • 69.9KB

Multilateral CSA Notice 45-321 - Frequently asked Questions about the Investment Dealer Prospectus Exemption

PDF • 64.86KB

CSA Staff Notice - Guidance as to the Scope of the International Dealer Exemption in Relation to Foreign-Currency Fixed Income Offerings by Canadian Issuers

PDF • 72.23KB

96-503 – NWT Blanket Order – Exemption from Derivatives reporting requirements in MI 96-101 for certain derivatives reported to certain data centres (Expired 2016-08-15)

PDF • 144.76KB

NWT Recognition Order - ICE Trade Vault, LLC

PDF • 788KB

NWT Recognition Order - DTCC Data Repository (U.S.) LLC

PDF • 793.83KB

NWT Recognition Order - Chicago Mercantile Exchange Inc.

PDF • 781.15KB

96-501 - NWT Blanket Order - Relief From Certain Derivatives Reporting Requirements (Amended 2017-12-15)

PDF • 827.86KB