Securities Instruments

Securities Instruments

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94-101 - NWT Implementing Rule - Adoption of Amendments To National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives

PDF • 374.43KB

41-102 - NWT Implementing Rule - Adoption of Amendments to National Insturment 44-102 Shelf Distributions

PDF • 1.38MB

Revocatiion Order 2025-27.pdf

PDF • 73.06KB

NWT Recognition Order - ICE Trade Vault, LLC

PDF • 503.51KB

NWT Recognition Order - Chicago Mercantile Exchange Inc.

PDF • 637.03KB

Securities Act

PDF • 3.51MB

NWT Recognition Order - IN THE MATTER OF KOR REPORTING INC ORDER 2025/21

PDF • 555.09KB

13-102 - NWT Implementing Rule - Amendments To Instrument 13-102 System Fees for SEDAR and NRD

PDF • 386.09KB

CSA Staff Notice - CSA Staff Notice 51-366 Regulatory Concerns with Certain Asset or Business Acquisitions

PDF • 212.64KB

81-102 - NWT Implementing Rule 81-102- Amendments and Changes to National Instrument 81-102 Investment Funds (NI 81 102) and changes to Companion Policy 81 102CP to National Instrument 81 102

PDF • 276.86KB

Blanket Order No. 2025-16.pdf

PDF • 192.57KB

CSA Staff Notice 96-307 Frequently Asked Questions about Derivatives Trade Reporting

PDF • 736.73KB

CSA Notice Amendments to National Instrument 81-102 Investment Funds Pertaining to Crypto Assets

PDF • 1.58MB

96-308.2025-05-02.en.pdf

PDF • 233.54KB

CSA Notice Regarding Coordinated Blanket Orders Coordinated Blanket Order 41-930 Exemptions from Certain Prospectus and Disclosure Requirements Coordinated Blanket Order 45-930

PDF • 492.02KB

Blanket Order No. 2025-10.pdf

PDF • 425.72KB

Coordinated Blanket Order 2025-09.pdf

PDF • 306.23KB

Registration Authorization Order 2025-07.fr.pdf

PDF • 339.07KB

Registration Authorization Order 2025-07.en.pdf

PDF • 339.68KB

25-313.2025-03-27.en.pdf

PDF • 947.06KB