Securities Instruments

Securities Instruments

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96-933.2025-03-05.pdf

PDF • 327.36KB

13-933.2025-01-21.pdf

PDF • 64.98KB

CSA Staff Notice 11-312 (Revised) - National Numbering System

PDF • 162.18KB

CSA Staff Notice and Consultation 11-348 Applicability of Canadian Securities Laws and the use of Artificial Intelligence Systems in Capital Markets

PDF • 550.48KB

2024-21.pdf

PDF • 278.31KB

2024-16.pdf

PDF • 270.29KB

CSA Multilateral Staff Notice 58-317 Review of Disclosure Regarding Women on Boards and in Executive Officer Positions Year 10 Report

PDF • 1.18MB

2024-11.pdf

PDF • 171.21KB

CSA Notice CSA Staff Notice 93-302 Frequently Asked Questions about National Instrument 93-101 Derivatives: Business Conduct

PDF • 429.42KB

2024-13.pdf

PDF • 254.63KB

81-102 - NWT Implementing Rule 81-102- Amendments and Changes to National Instrument 81-102 Investment Funds (Formerly Mutual Funds) (NI 81 102) and changes to Companion Policy 81 102CP to National Instrument 81 102

PDF • 410.9KB

13-103 - NWT Implementing Rule - National Instrument 13-103 System for Electronic Data Analysis and Retrieval+ (SEDAR+)

PDF • 31.9KB

13-102 - NWT Implementing Rule - Repeal and Replacement of Multilateral Instrument 13-102 System Fees for SEDAR and NRD

PDF • 60.72KB

CSA Staff Notice 21-334 Next Steps to Facilitate Access to Real-Time Market Data

PDF • 316.08KB

2024-07 Exemption Order.en.pdf

PDF • 160.55KB

41-101 - NWT Implementing Rule - Adoption of amendments to National Instruments 44-101 - Short Form Prospectus Distributions

PDF • 110.5KB

41-101 - NWT Implementing Rule - Adoption of amendments to National Instruments41-101 - General Prospectus Requirements

PDF • 110.5KB

93-101 - NWT Implementing Rule 2024-02 - Adoption of Multilateral Instrument 93-101 - Derivatives: Business Conduct

PDF • 65.82KB

2024-04-16.Recognition Order.en.pdf

PDF • 408.57KB

2024-03Recognition Order.en.pdf

PDF • 408.57KB