Securities Instruments

Securities Instruments

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CSA Notice of Amendments to National Instrument 45-106 Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions

PDF • 529.04KB

CSA Notice and Request for Comment - Proposed Amendments to Multilateral Instrument 62-104 Take-Over Bids and Issuer Bids, Proposed Changes to National Policy 62-203 Take-Over Bids and Issuer Bids, and Proposed Consequential Amendments

PDF • 316.19KB

Multilateral CSA Notice 45-315 Proposed Prospectus Exemption for Certain Distributions through an Investment Dealer

PDF • 173.48KB

Multilateral CSA Notice 45-312 - Proposed Prospectus Exemption for Distributions to Existing Security Holders

PDF • 164.92KB

Multilateral CSA Notice of Publication and Request for Comment - Proposed Multilateral Instrument 45-108 Crowdfunding, and Proposed Blanket Order 45-506

PDF • 1.1MB

Multilateral CSA Notice and Request for Comment - Proposed Multilateral Instrument 45-107 Listing Representation and Statutory Rights of Action Disclosure Exemptions

PDF • 167.11KB

Amendments to NI 45-106

PDF • 116.91KB

National Instrument (Consolidated up to 31 May 2013 - Amendments required to the French version only)

PDF • 127.53KB

Amendment Instrument to NI 45-106 (Amendments required to the French version only)

PDF • 566.73KB

CSA Staff Notice 31-336 Guidance for Portfolio Managers, Exempt Market Dealers and Other Registrants on the Know-Your-Client, Know-Your-Product and Suitability Obligations

PDF • 133.57KB

Multilateral CSA Notice of Publication and Request for Comment - Proposed Amendments to NI 45-106 Relating to the Offering Memorandum Exemption and Reports of Exempt Distribution

PDF • 605.15KB

CSA Notice of Amendments to NI 81-102, NI 81-106, NI 81-101, NI 41-101 and Related Consequential Amendments

PDF • 1.05MB

Blanket Order 45-507 Exemptions from Certain Financial Statement Requirements of Form 45-106F2 Offering Memorandum for Non-Qualifying Issuers

PDF • 36.69KB

CSA Staff Notice - Omnibus/Blanket Orders Exempting Registrants from Certain CRM2 Provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (withdrawn 2019-03-07)

PDF • 197.27KB

31-517 - NWT Blanket Order - Exemptions from Certain CRM2 Provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations

PDF • 43.79KB

National Instrument (Consolidated up to 5 May 2015)

PDF • 885.54KB

Companion Policy (Consolidated up to 5 May 2015)

PDF • 340.14KB

Changes to 45-106CP

PDF • 163.11KB

Amendment Instrument to NI 45-106

PDF • 151.17KB

Amendment Instrument to NI 45-106

PDF • 186.32KB