Securities Instruments

Securities Instruments

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National Instrument (Consolidated up to 1 January 2011)

PDF • 288.46KB

CSA Staff Notice 11-319 - Extension of Consultation Period - Consultation Paper 25-401: Potential Regulation of Proxy Advisory Firms (withdrawn 2019-03-07)

PDF • 24.67KB

CSA Staff Notice 11-324 - Extension of Comment Period - Proposed Amendments to NI 81-102, and Related Consequential Amendments and Other Matters Concerning NI 81-104

PDF • 44.07KB

CSA Staff Notice 11-323 - Withdrawal of Notices and Policies

PDF • 49.75KB

National Policy 12-202 (Consolidated up to 1 January 2011)

PDF • 171.92KB

CSA Staff Notice 11-321 - Business Continuity Planning -– Industry Testing Exercise

PDF • 34.88KB

CSA Staff Notice 11-320 - Notice of Local Amendments (Nova Scotia and Yukon)

PDF • 37.02KB

CSA Staff Notice 11-322 - Extension of Consultation Period (withdrawn 2019-03-07)

PDF • 35.09KB

CSA Notice - National Instrument 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments

PDF • 275.21KB

CSA Staff Notice 11-317 - Withdrawal of Notices

PDF • 27.12KB

CSA Staff Notice 11-314 - Update of CSA Instruments

PDF • 59.57KB

CSA Staff Notice 11-316 - Notice of Local Amendments (British Columbia)

PDF • 56.02KB

CSA Staff Notice 11-318 - Guidance for Cease Trade Order Database Users

PDF • 40.01KB

National Policy

PDF • 205.07KB

CSA Staff Notice 11-312 (Revised) - National Numbering System

PDF • 43.13KB

National Policy 11-204

PDF • 256.09KB

CSA Notice 11-313 - Withdrawal of Notices and Policies

PDF • 33.47KB

Withdrawal of CSA Notices

PDF • 27.88KB

Withdrawal of CSA Notices

PDF • 50.01KB

CSA Notice of Multilateral Instrument 51-105 - Issuers Quoted in the U.S. Over-the-Counter Markets

PDF • 287.4KB